01 监管路径与牌照战略Regulatory Strategy & Licence Mapping
为金融科技、虚拟资产、支付、证券、基金、外汇及平台型业务建立监管边界判断、司法管辖区比较、牌照组合和执行路线图。Regulatory perimeter analysis, jurisdiction comparison, licence stack design and execution roadmap for fintech, virtual assets, payments, securities, funds, FX and platform businesses.
包含工作Included Work
- 业务活动与监管边界拆解Regulated activity mapping
- 香港/迪拜/其他地区路径比较Hong Kong / Dubai / other jurisdiction comparison
- 牌照、主体、银行和税务依赖关系图Licence, entity, banking and tax dependency map
- 董事会/投资人可读的路线图Board and investor-ready roadmap
典型交付物Typical Deliverables
- Regulatory route memoRegulatory route memo
- Licence stack matrixLicence stack matrix
- Implementation checklistImplementation checklist
- Risk and sequencing memoRisk and sequencing memo
香港阿联酋新加坡开曼/BVI欧盟南非
02 虚拟资产、稳定币与代币发行Virtual Assets, Stablecoins & Token Issuance
覆盖 SFC VATP、HKMA 稳定币、VARA VASP/Issuer、DIFC/ADGM 代币框架、托管、交易所、经纪、OTC、钱包、转账与结算。SFC VATP, HKMA stablecoin, VARA VASP/Issuer, DIFC/ADGM token frameworks, custody, exchange, brokerage, OTC, wallet, transfer and settlement models.
包含工作Included Work
- 活动类别映射与牌照选择Activity mapping and licence selection
- 白皮书/代币发行合规审查Whitepaper / token issuance review
- AML/CFT、Travel Rule、客户资产框架AML/CFT, Travel Rule and client asset framework
- 监管问询与获牌后持续合规Regulator Q&A and ongoing compliance
典型交付物Typical Deliverables
- 业务计划书Business plan
- Token / product perimeter memoToken / product perimeter memo
- AML/KYC policiesAML/KYC policies
- Regulator application packRegulator application pack
香港 SFC/HKMA迪拜 VARADIFCADGM新加坡 MAS开曼
03 证券、经纪、资管与基金Securities, Brokerage, Asset Management & Funds
覆盖 SFC Type 1/4/6/7/9、DIFC DFSA、ADGM FSRA、基金管理、投资顾问、机构融资、自动化交易服务及跨境基金架构。SFC Type 1/4/6/7/9, DIFC DFSA, ADGM FSRA, fund management, investment advice, corporate finance, automated trading services and cross-border fund structures.
包含工作Included Work
- 牌照类别及 RO/持牌人员规划Licence category and responsible officer planning
- 监管业务计划书与财务模型Regulatory business plan and financial model
- 合规手册、利益冲突、客户资产政策Compliance manual, conflicts and client asset policies
- 基金/管理人/顾问结构衔接Fund / manager / adviser structuring
典型交付物Typical Deliverables
- SFC/DFSA/FSRA application packSFC/DFSA/FSRA application pack
- Responsible officer readiness reviewResponsible officer readiness review
- Compliance manualCompliance manual
- Fund structure memoFund structure memo
香港 SFCDIFC DFSAADGM FSRA开曼BVI
04 支付、汇款、储值工具与换汇Payments, Remittance, SVF & Money Exchange
覆盖香港 MSO/SVF、阿联酋 CBUAE RPSR、货币兑换、EMI/PSP、Open Finance、收单、跨境汇款、支付账户与支付代币业务。Hong Kong MSO/SVF, UAE CBUAE RPSR, money exchange, EMI/PSP, Open Finance, acquiring, cross-border remittance, payment accounts and payment token services.
包含工作Included Work
- 资金流、客户资金与商户模型分析Fund flow, client money and merchant model analysis
- AML/CFT 与交易监控体系AML/CFT and transaction monitoring framework
- 银行/支付通道可接受性梳理Banking/payment channel acceptability review
- 监管申请、续牌与审计支持Application, renewal and audit support
典型交付物Typical Deliverables
- Payment flow memoPayment flow memo
- AML/CFT manualAML/CFT manual
- Risk and safeguarding frameworkRisk and safeguarding framework
- Application checklistApplication checklist
香港阿联酋DIFCADGM新加坡欧盟
05 外汇、CFD、衍生品与经纪平台FX, CFD, Derivatives & Brokerage Platforms
为 FX/CFD、差价合约、期货、期权、流动性、介绍经纪、白标平台和衍生品相关业务进行牌照路径、客户分类及市场推广合规设计。Licence route, client classification and marketing compliance for FX/CFD, contracts for difference, futures, options, liquidity, introducing broker, white-label and derivatives-related businesses.
包含工作Included Work
- 受规管活动判断与客户分类Regulated activity and client classification
- 保证金、杠杆、客户资金与风险披露设计Margin, leverage, client money and risk disclosure design
- 营销、引流、介绍经纪安排审查Marketing, lead generation and IB arrangement review
- 本地持牌人员、资本与系统准备度Local personnel, capital and system readiness
典型交付物Typical Deliverables
- Brokerage model memoBrokerage model memo
- Risk disclosure packRisk disclosure pack
- Client onboarding frameworkClient onboarding framework
- Regulator response supportRegulator response support
DIFC DFSAADGM FSRACMAVARA离岸司法管辖区
06 RWA 代币化、基金与离岸架构RWA Tokenization, Funds & Offshore Structuring
围绕真实世界资产、基金份额、债权、商品、房地产和私人信贷代币化，设计发行主体、资产持有、投资人权利、二级转让和税务路径。Structuring issuer, asset holding, investor rights, secondary transfers and tax routes for tokenized real-world assets, fund interests, debt, commodities, real estate and private credit.
包含工作Included Work
- 资产与权利结构分析Asset and rights structure analysis
- 发行文件、认购文件、投资人限制Offering, subscription and investor restriction documents
- 托管、链上转让与二级市场边界Custody, on-chain transfer and secondary market perimeter
- 基金管理人、支付、交易平台牌照衔接Manager, payment and trading platform licence interface
典型交付物Typical Deliverables
- RWA structure memoRWA structure memo
- Issuer/SPV setup checklistIssuer/SPV setup checklist
- Offering document reviewOffering document review
- Token transfer control matrixToken transfer control matrix
香港阿联酋开曼BVI新加坡欧盟
07 iGaming、抽奖与平台型业务风险初筛iGaming, Sweepstakes & Platform Risk Scoping
对在线博彩、竞猜、抽奖、积分、游戏道具、Loot Box、联盟营销和支付通道进行监管风险初筛；需本地牌照时由当地持牌律师/顾问网络配合。Regulatory risk scoping for online gaming, betting, sweepstakes, points, game items, loot boxes, affiliate marketing and payment flows; local counsel/consultant network is coordinated where local licensing is required.
包含工作Included Work
- 游戏/抽奖/博彩边界判断Gaming / sweepstakes / gambling perimeter analysis
- 支付、KYC、年龄限制和营销规则审查Payment, KYC, age-gating and marketing rule review
- 平台条款和风险披露Platform terms and risk disclosures
- 本地顾问/牌照路径协调Local counsel / licence route coordination
典型交付物Typical Deliverables
- Product risk memoProduct risk memo
- Terms review mark-upTerms review mark-up
- Payment/KYC control checklistPayment/KYC control checklist
- Local route mapLocal route map
阿联酋香港欧盟英国离岸地区美国州法
08 主体设立、银行开户与本地实质Entity Setup, Banking & Local Substance
把公司注册、注册地址、公司秘书、董事/股东变更、银行开户、支付账户、办公室/人员本地化与牌照申请放在同一张执行表里。Entity formation, registered office, company secretary, director/shareholder changes, banking, payment accounts, office/personnel substance and licence filing on one execution track.
包含工作Included Work
- 主体选择与股权架构设计Entity selection and ownership structure
- 公司注册、秘书和年审Formation, secretary and annual maintenance
- 银行 KYC 叙事、资金流和交易背景Bank KYC narrative, fund flow and transaction background
- 本地办公室、人员、合规职能规划Local office, personnel and compliance function planning
典型交付物Typical Deliverables
- Entity setup packEntity setup pack
- Bank KYC fileBank KYC file
- Ownership chartOwnership chart
- Substance checklistSubstance checklist
香港DIFCADGMDMCCIFZA开曼BVI新加坡
09 AML/CFT、审计准备与持续合规AML/CFT, Audit Readiness & Ongoing Compliance
发牌后协助政策更新、监管申报、董事/股权/RO/CO/MLRO 变更、年度审计、交易监控复核、员工培训和重大事项通知。Post-licence policy updates, regulatory filings, director/shareholder/RO/CO/MLRO changes, annual audits, transaction monitoring reviews, staff training and material notifications.
包含工作Included Work
- AML/CFT 风险评估与政策维护AML/CFT risk assessment and policy maintenance
- 监管申报和审计协调Regulatory filings and audit coordination
- 客户尽调、交易监控和制裁筛查复核CDD, transaction monitoring and sanctions screening review
- 员工培训、董事会记录和重大事项通知Training, board records and material notifications
典型交付物Typical Deliverables
- AML/CFT manualAML/CFT manual
- Annual compliance calendarAnnual compliance calendar
- Audit readiness fileAudit readiness file
- Training deck and attendance recordTraining deck and attendance record
香港阿联酋新加坡开曼BVI南非
10 商事法律、知识产权与常年顾问Commercial Legal, IP & Retained Counsel
为跨境企业提供客户条款、服务协议、股东协议、商业合同、隐私政策、商标、版权、品牌保护、合规尽调和常年法律顾问支持。Client terms, service agreements, shareholder agreements, commercial contracts, privacy policy, trademarks, copyright, brand protection, compliance due diligence and retained counsel.
包含工作Included Work
- 客户条款、平台规则和商业合同Client terms, platform rules and commercial contracts
- 商标检索、申请、驳回复核与品牌保护Trademark search, filing, refusal response and brand protection
- 融资、并购、牌照申请中的合规尽调Compliance due diligence for financing, M&A and licensing
- 常年法律顾问与跨境协调Retained counsel and cross-border coordination
典型交付物Typical Deliverables
- Contract packContract pack
- IP filing trackerIP filing tracker
- Due diligence reportDue diligence report
- Retainer workplanRetainer workplan
香港阿联酋中国内地新加坡美国欧盟
